0000950142-22-002666 4 2 20220831 20220906 20220906 BROOKFIELD ASSET MANAGEMENT INC. 0001001085 6512 A6 1231 4 34 001-37839 221229458 BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 M5J2T3 416-363-9491 BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 M5J2T3 BRASCAN CORP/ 20010321 EDPERBRASCAN CORP 19970904 BRASCAN LTD 19950919 OAKTREE FUND GP I, L.P. 0001402746 DE 1231 4 34 001-37839 221229463 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 Oaktree Capital Group Holdings GP, LLC 0001403525 DE 1231 4 34 001-37839 221229459 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 Oaktree Capital Group, LLC 0001403528 6282 DE 1231 4 34 001-37839 221229457 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 Oaktree Capital I, L.P. 0001403530 DE 1231 4 34 001-37839 221229462 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. 0001894389 DE 1231 4 34 001-37839 221229465 333 S. GRAND AVE. 28TH FLOOR LOS ANGELES CA 90071 213-830-6300 333 S. GRAND AVE. 28TH FLOOR LOS ANGELES CA 90071 OAKTREE HOLDINGS, LLC 0001407181 DE 1231 4 34 001-37839 221229460 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 OCM HOLDINGS I, LLC 0001407178 DE 1231 4 34 001-37839 221229461 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 OAKTREE HOLDINGS I, LLC 20070718 Oaktree Fund GP, LLC 0001499005 DE 1231 4 34 001-37839 221229464 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 (213) 830-6300 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 Opps TPIC Holdings, LLC 0001894383 DE 1231 4 34 001-37839 221229466 333 S. GRAND AVE. 28TH FLOOR LOS ANGELES CA 90071 213-830-6300 333 S. GRAND AVE. 28TH FLOOR LOS ANGELES CA 90071 TPI COMPOSITES, INC 0001455684 3510 201590775 1231 8501 N SCOTTSDALE ROAD GAINEY CENTER II, SUITE 100 SCOTTSDALE AZ 85253 480-305-8910 8501 N SCOTTSDALE ROAD GAINEY CENTER II, SUITE 100 SCOTTSDALE AZ 85253 TPI COMPOSITES INC 20090206 4 1 es220283630_4-tpic1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-31 0 0001455684 TPI COMPOSITES, INC TPIC 0001894383 Opps TPIC Holdings, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001894389 Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001499005 Oaktree Fund GP, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001402746 OAKTREE FUND GP I, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403530 Oaktree Capital I, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001407178 OCM HOLDINGS I, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001407181 OAKTREE HOLDINGS, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403528 Oaktree Capital Group, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403525 Oaktree Capital Group Holdings GP, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001001085 BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 0 0 1 0 Common Stock 2022-08-31 4 X 0 2835000 0.01 A 2835000 I See Footnote Common Stock 2022-08-31 4 S 0 1526 18.59 D 2833474 I See Footnote Common Stock 2022-08-31 4 X 0 1750000 0.01 A 1750000 I See Footnote Common Stock 2022-08-31 4 S 0 942 18.59 D 1749058 I See Footnote Common Stock 2022-08-31 4 X 0 81667 0.01 A 81667 I See Footnote Common Stock 2022-08-31 4 S 0 44 18.59 D 81623 I See Footnote Warrants (right to buy) 0.01 2022-08-31 4 X 0 2835000 0.00 D 2021-11-22 2026-11-22 Common Stock 2835000 0 D Warrants (right to buy) 0.01 2022-08-31 4 X 0 1750000 0.00 D 2021-11-22 2026-11-22 Common Stock 1750000 0 D Warrants (right to buy) 0.01 2022-08-31 4 X 0 81667 0.00 D 2021-11-22 2026-11-22 Common Stock 81667 0 D On August 31, 2022, Opps TPIC Holdings, LLC ("Opps") exercised warrants issued by the Company pursuant to the Series A Preferred Stock Purchase Agreement, dated November 8, 2021 (the "Warrants") directly beneficially owned by Opps to purchase 2,835,000 shares of the Company's common stock for $0.01 a share. Opps paid the exercise price on a cashless basis, resulting in the Company's withholding of 1,526 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,833,474 shares. On August 31, 2022, Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V") exercised warrants issued by the Company pursuant to the Series A Preferred Stock Purchase Agreement, dated November 8, 2021 (the "Warrants") directly beneficially owned by Power V to purchase 1,750,000 shares of the Company's common stock for $0.01 a share. Power V paid the exercise price on a cashless basis, resulting in the Company's withholding of 942 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,749,058 shares. On August 31, 2022, Oaktree Phoenix Investment Fund, L.P. ("Phoenix") exercised warrants issued by the Company pursuant to the Series A Preferred Stock Purchase Agreement, dated November 8, 2021 (the "Warrants") directly beneficially owned by Phoenix to purchase 81,667 shares of the Company's common stock for $0.01 a share. Phoenix paid the exercise price on a cashless basis, resulting in the Company's withholding of 44 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 81,623 shares. This Form 4 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) Opps, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3. Form 1 of 2 /s/ See Signatures Included in Exhibit 99.1 2022-09-06 EX-99.1 2 es220283630_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071.

 

Name of Designated Filer: OPPS TPIC Holdings, LLC

 

Date of Event Requiring Statement: August 31, 2022

 

Issuer Name and Ticker or Trading Symbol: TPIC

 

 

OPPS TPIC Holdings, LLC

 
       
  By: Oaktree Fund GP, LLC  
  Its: General Partner  
  By: Oaktree Fund GP I, L.P.  
  Its: Managing Member  
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

OAKTREE POWER OPPORTUNITIES FUND V (DELAWARE) HOLDINGS, L.P.

 
       
  By: Oaktree Fund GP, LLC  
  Its: General Partner  
  By: Oaktree Fund GP I, L.P.  
  Its: Managing Member  
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

OAKTREE FUND GP, LLC

 
       
  By: Oaktree Fund GP I, L.P.  
  Its: Managing Member  
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Authorized Signatory

 

 

 

OAKTREE FUND GP I, L.P.

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Authorized Signatory

 

 

 

OAKTREE CAPITAL I, L.P.

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

 

 

 

 

OCM HOLDINGS I, LLC

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

OAKTREE HOLDINGS, LLC

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

OAKTREE CAPITAL GROUP, LLC

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

 
       
  By: /s/ Henry Orren  
 

Name: Henry Orren

 
 

Title: Senior Vice President

 

 

 

BROOKFIELD ASSET MANAGEMENT INC.

 
       
  By: /s/ Kathy Sarpash  
 

Name: Kathy Sarpash

 
 

Title: Senior Vice President Legal & Regulatory