FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
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1. Name and Address of Reporting Person * BAM Partners Trust |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol TPI COMPOSITES, INC [TPIC] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person _X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (right to buy) | 11/22/2021 | 11/22/2026 | Common Stock | 2835000 (1) | $0.01 | I | See Footnote (4)(5) |
Warrants (right to buy) | 11/22/2021 | 11/22/2026 | Common Stock | 1750000 (2) | $0.01 | I | See Footnote (4)(5) |
Warrants (right to buy) | 11/22/2021 | 11/22/2026 | Common Stock | 81667 (3) | $0.01 | I | See Footnote (4)(5) |
Remarks: Form 2 of 2 |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
BAM Partners Trust BROOKFIELD PLACE, 181 BAY STREET SUITE 300 TORONTO, A6 M5J 2T3 | X | ||||
Oaktree Phoenix Investment Fund, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES, CA 90071 | X |
Signatures | ||
/s/ See Signatures Included in Exhibit 99.1 | 12/2/2021 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
EXHIBIT 99.1
This Statement on Form 3 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071.
Name of Designated Filer: BAM PARTNERS TRUST
Date of Event Requiring Statement: November 22, 2021
Issuer Name and Ticker or Trading Symbol: TPIC
BAM PARTNERS TRUST |
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By: | BAM Class B Partners Inc. | ||
Its: | Trustee | ||
By: | /s/ Kathy Sarpash | ||
Name: Kathy Sarpash |
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Title: Secretary |
OAKTREE PHOENIX INVESTMENT FUND, L.P. |
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By: | Oaktree Phoenix Investment Fund GP, L.P. | ||
Its: | General Partner | ||
By: | Oaktree Phoenix Investment Fund GP, Ltd. | ||
Its: | General Partner | ||
By: | Oaktree Capital Management, L.P. | ||
Its: | Director | ||
By: | /s/ Henry Orren | ||
Name: Henry Orren |
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Title: Senior Vice President |