0001564590-21-029067 8-K 13 20210518 5.07 20210520 20210520 TPI COMPOSITES, INC 0001455684 3510 201590775 8-K 34 001-37839 21944496 8501 N SCOTTSDALE ROAD GAINEY CENTER II, SUITE 100 SCOTTSDALE AZ 85253 480-305-8910 8501 N SCOTTSDALE ROAD GAINEY CENTER II, SUITE 100 SCOTTSDALE AZ 85253 TPI COMPOSITES INC 20090206 8-K 1 tpic-8k_20210518.htm 8-K false 0001455684 0001455684 2021-05-18 2021-05-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 18, 2021 Date of Report (Date of earliest event reported) [[Image Removed]] TPI Composites, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37839 20-1590775 (State or other jurisdiction (Commission File (I.R.S. Employer of incorporation) Number) Identification No.) 8501 N. Scottsdale Rd, Gainey Center II, Suite 100 Scottsdale, Arizona 85253 (Address of principal executive offices) (Zip Code) 480-305-8910 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ? Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ? Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ? Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ? Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value TPIC NASDAQ Global Market $0.01 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ? If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ? -------------------------------------------------------------------------------- Item 5.07 Submission of Matters to a Vote of Security Holders. On May 18, 2021, TPI Composites, Inc. (the Company) held its 2021 Annual Meeting of Stockholders. The following is a brief description of each matter submitted to a vote at the Annual Meeting, as well as the number of votes cast for, against, and withheld and the number of abstentions and broker non-votes with respect to each matter. For more information about these proposals, please refer to the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on April 2, 2021. Proposal One: Election of Directors The stockholders elected Paul G. Giovacchini, Jayshree S. Desai, Linda P. Hudson and Bavan M. Holloway as Class II directors to hold office until the 2024 Annual Meeting of Stockholders or until their successors are duly elected and qualified, subject to their earlier resignation or removal. Director's Name Votes For Votes Withheld Broker Non-Votes Paul G. Giovacchini 12,481,031 15,645,457 2,862,123 Jayshree S. Desai 14,516,425 13,610,063 2,862,123 Linda P. Hudson 26,819,595 1,306,893 2,862,123 Bavan M. Holloway 27,854,714 271,774 2,862,123 Proposal Two: Ratification of the Appointment of our Independent Registered Public Accounting Firm Votes For Votes Against Abstentions Broker Non-Votes 29,889,022 1,072,864 26,725 — Proposal Three: Non-Binding Advisory Vote on Named Executive Officer Compensation Votes For Votes Against Abstentions Broker Non-Votes 25,330,439 2,730,976 65,073 2,862,123 -------------------------------------------------------------------------------- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TPI Composites, Inc. Date: May 20, 2021 By: /s/ Bryan R. Schumaker Bryan R. Schumaker Chief Financial Officer